Compliance as a service,
run by specialists.
Through our single point of coordination, we provide integrated compliance, governance, and regulatory support solutions tailored for regulated entities, fund managers, and financial institutions.
01
Monitor
02
Onboard
03
Report
04
Govern
01 Compliance & Regulatory
Compliance and regulatory support
End-to-end compliance management for regulated entities and fund managers — from experienced compliance officers to AML/KYC, FATCA and CRS, policy and ongoing monitoring.
1/6
Compliance as a Service (CaaS)
End-to-end compliance management including compliance monitoring, regulatory reporting, compliance health checks, risk assessments, and ongoing advisory support.
2/6
AML Officer Services
Provision of experienced Compliance Officers, MLROs, and DMLROs to support regulatory obligations, AML/CFT frameworks, internal controls, and ongoing compliance oversight.
3/6
AML / KYC as a Service
Comprehensive investor and client onboarding support including due diligence, sanctions screening, risk profiling, periodic reviews, and ongoing monitoring aligned with international AML standards.
4/6
FATCA & CRS Compliance
Classification analysis, reporting support, documentation review, and ongoing compliance management under FATCA and CRS regulatory frameworks.
5/6
Policy Development & Periodic Review
Drafting, implementation, enhancement, and regular review of AML, compliance, governance, and operational policy frameworks.
6/6
Ongoing Compliance Monitoring & Internal Reporting
Continuous compliance monitoring, internal reporting, remediation tracking, and regulatory readiness support to maintain institutional standards and operational resilience.
02 Governance & Investor Services
Governance and investor services
Independent oversight, corporate administration and investor-facing support that strengthen governance and institutional credibility across jurisdictions.
1/4
Corporate Directorship Services
Provision of experienced independent directors and governance professionals to strengthen oversight, fiduciary governance, and institutional credibility.
2/4
Corporate Secretarial Services
Management of statutory filings, board meetings, governance records, regulatory submissions, and corporate administration across jurisdictions.
3/4
Board & Governance Advisory
Advisory support to enhance governance frameworks, board effectiveness, compliance structures, and operational oversight aligned with institutional best practices.
4/4
Transfer Agency Services
Investor onboarding, subscription and redemption processing, maintenance of investor registers, capital activity tracking, and investor communications support.
03 Who we serve
01
Regulated entities
Integrated compliance, governance and regulatory support, tailored to your licence and obligations.
02
Fund managers
AML/KYC, FATCA and CRS, transfer agency and ongoing monitoring for the funds you manage.
03
Financial institutions
Independent directorship, board advisory and policy frameworks aligned with institutional best practices.
Engagement process
From first conversation to full delivery
A structured onboarding model with zero-billing discovery — we define scope with you before a single invoice is raised.
01
Discovery & Gap Analysis
Signing of mutual NDA. We conduct a thorough gap analysis of your current processes, controls, and reporting at no cost.
02
Management Analysis & Scope
We present findings to management with identified gaps for remediation, then define and agree the scope of engagement.
03
Sign-off & Agreement
Management approval of approach, signing of service agreement, and agreement of billing structure and delivery timelines.
04
Onboarding & Delivery
Team onboarding and commencement of work. Weekly work planners, monthly delivery reports, and error tracking from day one.
Principles
Four principles.
Every engagement.
Trust & Reliability
A partner clients hand the keys to — accountable for outcomes, not just tasks.
Governance & Ethics
High standards held without exception, across every jurisdiction we operate in.
Client-centricity
We adapt to how you work — your systems or ours, your office or ours.
Continuous Improvement
Better controls and tighter processes, refined the longer we work together.